sounds like they will insist on clean code history for P0401 for any car that does not need a DPF as part of the fix, yet put them on the hook for fixing one after.
on my 2009, they did not insist on any fix before starting the "fix"
when I dropped off the car, there was no MIL (check engine) and no pending P0401 codes. there was a record of stored P0401 codes visible in the OBD standard area, and the VW specific codes showed this for stored engine codes accessed with my VCDS:
Code:
Monday,14,August,2017,16:22:48:51928
VCDS -- Windows Based VAG/VAS Emulator Running on Windows 10 x64
VCDS Version: 17.8.0.1 (x64)
Data version: 20170721 DS276.2
www.Ross-Tech.com
Address 01: Engine Labels: 03L-906-022-CBE.CLB
Control Module Part Number: 03L 997 016 P HW: 03L 906 022 J
Component and/or Version: R4 2,0L EDC G000AG 8681
Software Coding: 0050078
Work Shop Code: WSC 00066 000 00000
VCID: 3FA390536EB764BEB3-806A
1 Fault Found:
001025 - EGR System
P0401 - 000 - Insufficient Flow - Intermittent - MIL ON
Freeze Frame:
Fault Status: 10100000
Fault Priority: 2
Fault Frequency: 24
Reset counter: 255
Mileage: 329356 km
Time Indication: 0
Date: 2000.00.00
Time: 08:49:40
Freeze Frame:
RPM: 1426 /min
Speed: 31.0 km/h
Voltage: 14.21 V
Load: 82.4 %
Load: 100.0 %
Mass Air / Rev.: 245.0 mg/str
Mass Air / Rev.: 355.0 mg/str
Readiness: 1 1 0 0 0
for those unfamiliar with these, it says the engine controller recorded 24 instances of the P0401 codes since the one noted at the indicated mileage
it does seem reasonable (to me anyway) for VW to expect owner to pick up the cost of repair of components which would be covered after the fix, but not replaced as part of the fix. one would want to know this in advance, and consider these costs against the incentive payment provided after the fix.
someone with a VCDS can read these stored codes, or the dealer will read them for a fee.